Clearing Corporation Report Overview

Accounting Reports

Report ID	Report Name	Frequency	WRD	FTP
ACT00012	Billing Invoices – Month End	Monthly	X

Clearing and Expiration Reports

Report ID	Report Name	Frequency	WRD	FTP
CLR00005DB	Unmatched Trades – Back Office	Daily	X	X
CLR00007	Exercise Listing	Daily, Intra-day	X
CLR00011	Daily Trade and Position Balancing Summary	Daily	X	X
CLR00012	Daily Trade and Position Pay/Collect Balancing Summary	Daily	X	X
CLR00013	Daily Options Trade and Position Market Maker Balancing Summary	Daily	X	X
CLR00022	Commodity Option Summary of Closing Positions	Daily	X
CLR00028C	In the Money Report	Daily	X	X
CLR00049	Automatic Exercise Cancellation Report	Expiration	X	X
CLR00054	Option Expiration by Firm/Contract	Expiration	X	X
CLR00069	Main Firm Pay/Collect Report	Daily	X
CLR00077	Exercise Validation Report	Daily	X
CLR00080	Held Exercise Listing	Expiration	X	X
CLR00092FD	Journal of Exercises and Assignments	Daily	X	X
CLR00122	Matched Trades Report	Daily, Intra-day	X	X
CLR00164	Option Expiration by Firm	Expiration	X	X
CLR00234D1	Daily Trade and Position Register	Daily	X	X

Credit Risk Analysis Reports

Report ID	Report Name	Frequency	WRD	FTP
CRA00001	SPAN Original Margin Summary	Daily	X

Delivery Reports

Report ID	Report Name	Frequency	WRD	FTP
DAR00003A	Assignment Notices	Daily	X	X
DAR00004A	Delivery Position Listing	Daily	X	X
DAR00008A	Unconfirmed Delivery Tenders	Daily	X	X
DAR00012A	Issues and Stops Listing	Daily	X	X
DAR00013A	Deliveries Last Trade Date Assigned	Daily	X	X
DAR00016A	Assignment of Tenders	Daily	X	X
DAR00030	Delivery Invoice	Daily	X
DAR00051	Delivery Pay/Collect Report	Daily	X

Give-Up Automated Invoicing System Reports

Report ID	Report Name	Frequency	WRD	FTP
GNS00001	Trade Detail Daily Report for Executing Firms	Daily	X
GNS00002	Trade Detail Daily Report for Carrying Firms	Daily	X
GNS00003	Trade Detail End of Month Report for Executing Firms	Monthly	X
GNS00004	Trade Detail End of Month Report for Carrying Firms	Monthly	X
GNS00005	Trade Detail End of Cycle Report for Executing Firms	Monthly	X
GNS00006	Trade Detail End of Cycle Report for Carrying Firms	Monthly	X
GNS00030	Summary of Payment by Billing Firm	Monthly	X
GNS00032	Payment End of Month Report for Executing Firms	Monthly	X
GNS00033	Payment End of Month Report for Carrying Firms	Monthly	X
GNS00034	Payment End of Cycle Report for Executing Firms	Monthly	X
GNS00035	Payment End of Cycle Report for Carrying Firms	Monthly	X

Open Interest Reports

Report ID	Report Name	Frequency	WRD	FTP
OIR0001	Option Open Interest Daily Volume	Daily	X
OIR00004	Futures Volume and Open Interest Report	Daily	X

Margin Reports

Report ID	Report Name	Frequency	WRD	FTP
OMR00011	Margin Securities Held by Firm	Daily	X

Preliminary Trade and Give-Up Detail Reports

Report ID	Report Name	Frequency	WRD	FTP
TER0004	Trade Correction/Deletion Report	Online Request	X
TER00043	Trade Confirmation Recap – Futures	Online Request	X
TER0044	Bookkeeping Preliminary List – Futures	Online Request	X
TER0070	Bookkeeping Preliminary List – Options	Online Request	X
TER0071	Bookkeeping Preliminary List – Combined	Online Request	X
TER0080	Give-Up Detail Report – Allocations	Daily	X
TER0081	Give-Up Detail Report – Claims	Daily	X
TER0082	Give-Up Detail Report – Discrepancies	Daily	X