Transfer Entry Business Rules in ACT

ONE-SIDED ENTRY CLEARING MATRIX FOR TRANSFERS

ACT SYSTEM DISPLAYS

POSITION CLEARED

TRADE REGISTER DATA FILE TT CODE

Transaction Type (TT)

Card Code

Submit Via

Contract Type

Position Type

Initiating Firm

TT

Accepting Firm

TT

Initiating Firm

Accepting Firm

Initiating Firm

Accepting Firm

Transfer

ACT

Future

(From ) Sell

(From) Sell

8

(To) Sell

8

Buy

Sell

8

8

Transfer

API

Future

(From ) Sell

(From) Sell

8

(To) Sell

8

Buy

Sell

8

8

Transfer

TREX

Future

Buy

(From) Sell

8

(To) Sell

8

Buy

Sell

8

8

Transfer

ACT

Future

(From) Buy

(From) Buy

8

(To) Buy

8

Sell

Buy

8

8

Transfer

API

Future

(From) Buy

(From) Buy

8

(To) Buy

8

Sell

Buy

8

8

Transfer

TREX

Future

Sell

(From) Buy

8

(To) Buy

8

Sell

Buy

8

8

Transfer

ACT

Option

(From ) Sell

(From) Sell

8

(To) Sell

8

Buy

Sell

F

10

T

11

Transfer

API

Option

(From ) Sell

(From) Sell

8

(To) Sell

8

Buy

Sell

F

10

T

11

Transfer

TREX

Option

Buy

(From) Sell

8

(To) Sell

8

Buy

Sell

F

10

T

11

Transfer

ACT

Option

(From) Buy

(From) Buy

8

(To) Buy

8

Sell

Buy

F

10

T

11

Transfer

API

Option

(From) Buy

(From) Buy

8

(To) Buy

8

Sell

Buy

F

10

T

11

Transfer

TREX

Option

Sell

(From) Buy

8

(To) Buy

8

Sell

Buy

F

10

T

11

H

TREX

Option

(From) Sell

(From) Sell

8

(To) Sell

8

Buy

Sell

F

10

T

11

H

TREX

Option

(From) Buy

(From) Buy

8

(To) Buy

8

Sell

Buy

F

10

T

11

Transaction Type Codes 8, F, and T appear in position 46 of the Trade Register Data - Daily Matched, Unmatched, and Exercise/Assigned Detail.

Transaction Type Codes 10 and 11 appear in positions 106 through 107 of the Trade Register Data - Daily Matched, Unmatched, and Exercise/Assigned Detail